HedgeOp Compliance, LLC is happy to announce the 2008 schedule for our Excellence in Compliance Seminar
Series for hedge fund professionals. Navigating today's ever-changing and complex
regulatory environment is a difficult task. HedgeOp's seminar series is designed to
educate hedge fund managers on important compliance-related topics to help streamline and simplify
their compliance infrastructure.
September 24th - "Best Execution, Soft Dollars and More"
Have you ever been confused about what a "best execution" review really means? Or wonder how you are supposed to
document that you are seeking it? How about thinking that you have no idea exactly what the Section 28(e) soft dollar
Safe Harbor is? If so, then please join us for the September 24th seminar where we will delve into the amorphous compliance
topics of best execution review and soft dollar usage.
(Register Here)
November 12th - "Staying Prepared for an SEC Audit and Building a Culture of Compliance"
If you're like most hedge fund managers registered with the SEC, you dread the day that the SEC knocks on your door to conduct
an audit. This seminar focuses on identifying the areas of your business that are likely to be scrutinized during an SEC
examination and provide guidance on how you can stay prepared for an SEC audit. In addition, we offer practical advice on how
your firm can build a compliance program that will clearly demonstrate your firm commitment to building and maintaining
a "culture of compliance."
(Register Here)
A Q&A session at the conclusion of the presentation will allow participants to ask
specific questions regarding these issues.
When: |
Various dates (see above), 5-6:30pm |
Where: |
All seminars will take place via WebEx.
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Cost: |
There is NO cost for these events. They are being hosted by HedgeOp Compliance,
LLC as a service to hedge fund professionals.
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Registration: |
To register for any of these, please click here. |
Video Library
For the first time, you can now view recordings of past "Excellence in Compliance" seminars on an "on-demand" basis. HedgeOp’s
Educational Library allows you to view past presentations and download presentation materials on your own time. Best of all,
it is completely FREE to members of the hedge fund community. For more information or to view the videos, click
here.
About HedgeOp Compliance, LLC
HedgeOp Compliance, LLC focuses exclusively on helping hedge fund and fund of hedge fund managers
meet their compliance and regulatory challenges. The firm offers superior web-based compliance
tools and specialized compliance consulting services designed to assist managers in dealing with
the heightened regulatory environment. HedgeOp Compliance consists of a team of qualified
professionals with a wide array of hedge fund, legal and technology experience.
Media Partners
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HedgeCo.Net is the leading online community for qualified investors, hedge funds and service providers. For investors, HedgeCo.Net
offers the premier free hedge fund database and powerful tools to search, rank and analyze potential investments. HedgeCo.Net members enjoy
access to daily news, manager columns, and a comprehensive directory of service providers.
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Albourne Village is a free and unique internet-based knowledge economy for the Alternative Investment and Private Equity community.
The site has been designed as an ideal environment for evolving hedge-fund news, intellectual property, content and debates on current issues,
as well as a valuable source of commercial contacts.
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