We will be conducting serveral free webinars throughout the course of 2010. Please check back here often for event updates. You can view information and register for the next event, below.

March 24th - "Conducting an Annual Compliance Review"

- Advisers Act Rule 206(4)-7 requires that SEC-registered hedge fund managers conduct an annual compliance review of their compliance infrastructure and procedures. In adopting the Rule, the SEC did not specify exactly what the annual review should entail. This seminar will look at HedgeOp’s suggested method for conducting an annual review including: review of compliance inventory items, conflicts of interest of review, use of employee and service provider questionnaires and more. It should be noted that this seminar is not only geared towards SEC-registered managers, but also unregistered managers looking to conduct an annual compliance review as a form of “best practice.” (Register Here)

A Q&A session at the conclusion of the presentation will allow participants to ask specific questions regarding these issues.

When:	See date above, 5-6:00pm
Where:	All seminars will take place via WebEx.
Cost:	There is NO cost for these events. They are being hosted by HedgeOp Compliance, LLC as a service to hedge fund professionals.
Registration:	To register, please click here.

Video Library

You can view recordings of past "Excellence in Compliance" seminars on an "on-demand" basis. HedgeOp’s Educational Library allows you to view past presentations and download presentation materials on your own time. Best of all, it is completely FREE to members of the hedge fund community. For more information or to view the videos, click here.

About HedgeOp Compliance, LLC

HedgeOp Compliance, LLC focuses exclusively on helping investment managers meet their compliance and regulatory obligations and rise to meet operational challenges. The firm offers superior web-based compliance tools and specialized compliance consulting services designed to assist advisers in dealing with the heightened regulatory environment. HedgeOp Compliance consists of a team of qualified professionals with a wide array of hedge fund, legal and technology experience.

Media Partners

Albourne Village is a free and unique internet-based knowledge economy for the Alternative Investment and Private Equity community. The site has been designed as an ideal environment for evolving hedge-fund news, intellectual property, content and debates on current issues, as well as a valuable source of commercial contacts.