September 30th- "The New ADV Part 2 - What You Need to Know"
The SEC recently published the
adopting release containing the changes to the new Form ADV Part 2. The
Form ADV is the brochure that all SEC registered advisers are required
to complete and update. The format of the new ADV Part 2, which will be publicly available,
has changed from the old "check the box" format, to a new, more "narrative" plain english
approach.
This seminar will focus on the following questions: (i) what are the key changes between
the old and new forms?; (ii) what is the format of the new form and what content does it
include?; (iii) when does the new ADV Part 2 need to filed with the SEC?
This seminar is must-attend for all SEC registered advisers or those starting the registration
process due to the Dodd-Frank bill.
(Register Here)
A Q&A session at the conclusion of the presentation will allow participants to ask
specific questions regarding these issues.
When: |
See date above, 5-6:00pm |
Where: |
Via WebEx.
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Cost: |
There is NO cost for these events. They are being hosted by HedgeOp Compliance,
LLC as a service to registered investment advisers and other hedge fund professionals.
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Registration: |
To register, please click here. |
Video Library
You can view recordings of past "Excellence in Compliance" seminars on an "on-demand" basis. HedgeOp’s
Educational Library allows you to view past presentations and download presentation materials on your own time. Best of all,
it is completely FREE to members of the hedge fund community. For more information or to view the videos, click
here.
About HedgeOp Compliance, LLC
HedgeOp Compliance, LLC focuses exclusively on helping investment managers meet their compliance and regulatory obligations and
rise to meet operational challenges. The firm offers superior web-based compliance
tools and specialized compliance consulting services designed to assist advisers in dealing with
the heightened regulatory environment. HedgeOp Compliance consists of a team of qualified
professionals with a wide array of hedge fund, legal and technology experience.
Media Partners
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