Two Compliance Associate Positions (NY and San Francisco)
Our company is a growing boutique consulting and software firm which provides
compliance and general business operations support to Investment Advisers,
Hedge Funds and Funds of Hedge Funds. Our mission is to provide proactive
consulting services with a focus on issues unrelated to investment decision-making,
thus allowing our clients to concentrate on portfolio management. Our company
established in 2001, has a staff of approximately 40 professionals and our core
consulting clients have over $90 billion in assets under management.
We are currently looking for two Compliance Associates one for our New York
office and one for our newly opened San Francisco Office. This position will be
responsible for helping to provide both SEC registered and unregistered investment
advisers with various levels of tailored compliance and regulatory support services.
These services range from compliance infrastructure reviews to more proactive monitoring
and maintenance of a manager’s compliance program. The Compliance Associate will work
with various clients to provide a high level of service and pro-active support.
The ideal candidate we seek will have one to three years of experience in the hedge
fund compliance field; experience with regulatory issues under the Investment Advisers
Act of 1940 is a plus. A Bachelor’s degree is strongly preferred. A JD is not required
for this position. Candidate must be extremely detail oriented and have exceptional
client service focus and follow-up skills; ability to work well in a team environment;
and excellent written and oral communication skills are a must.
How to Apply:
Please send cover letter and resume to
hr@hedgeop.com and include
"Compliance Associate" in the subject line of your email. Please include salary requirements in your response.