In the complex world of hedge fund compliance, having the right tools is crucial for ensuring that you are identifying and tracking potential issues. ComplianceTrak's fund-level portal provides you with the tools to do just that. The inherent logic built into the application calculates a variety of compliance data (based upon compliance profiles of individual funds and their investors) allowing you to easily monitor and report on various fund statistics such as:

• ERISA and benefit plan participation
• 3(c)(1) beneficial owner counts
• Investment company look-through for 3(c)(1) funds
• New issue eligibility

Other fund-level reporting and follow-up functionality includes:

• Integrated AML watch-list searches
• Solicitor disclosure statement tracking and follow-up
• Investor eligibility tracking and generation of follow-up cover letters and eligibility questionnaires
• Blue sky tracking

The dynamic report generation allows you to create and archive monthly fund-level compliance reports on all of the above issues.

Other Tools

ComplianceTrak Subscribers also receive a copy of the HedgeOp Compliance Guide, and receive HedgeOp's Quarterly Newsletter highlighting major regulatory changes and updates.

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