Developed for both SEC-registered and unregistered managers, ComplianceTrak is a web-based
software application designed to streamline the compliance monitoring and reporting requirements
applicable to your operations and generate a tailored "road map" for your Chief Compliance
Officer and compliance team.
Dashboard
ComplianceTrak's unique "dashboard" is the focal point of your compliance infrastructure and
gives you instant access to your interactive compliance calendar, reporting and monitoring
functionality. By allowing you to simultaneously monitor and report on various compliance
responsibilities, the software demonstrates a "culture of compliance" to investors, auditors and examiners
alike.
Please select from the following options to learn more:
Demos
The best way to determine if ComplianceTrak is right for your firm is to see a demo of the application.
You can view a short 8 minute automated video demo of ComplianceTrak
here.
We are also happy to give you a more in-depth demonstration of ComplianceTrak either in-person or via the
Internet. Please
contact us to setup a demo at your convenience.